• Application Deadline: Mon, 21 Jul 2025 00:00:00 GMT
• Position: Compliance Officer



• Job Type Full Time



• Qualification BA/BSc/HND



• Experience 5 years



• Location Lagos




• Job Field Administration / Secretarial  , Law / Legal 
  
  

Industry: Asset Management

Annual Net Remuneration: Attractive and Negotiable

Our client, a leading Financial Services Institution, is seeking to hire an experienced and highly competent a Compliance Officer to join its dynamic team.

The ideal candidate will have extensive audit experience within the asset management space, with an in-depth understanding of risk management, compliance, and regulatory requirements.

Job Responsibilities

• Creating and updating compliance policies and procedures to ensure adherence to regulatory requirements. 


• Overseeing the implementation and effectiveness of compliance programs, including monitoring business activities and conducting compliance reviews. 


• Conducting regular risk assessments and compliance audits to identify potential vulnerabilities and ensure controls are in place. 


• Providing training to employees on compliance matters and promoting a culture of compliance throughout the organization.


• Interacting with regulatory bodies, responding to inquiries, and managing regulatory exams. 


• Preparing and submitting regulatory reports, maintaining compliance records, and reporting to senior management. 


• Investigating compliance issues and breaches, and implementing corrective actions.


• Keeping abreast of regulatory changes and ensuring policies are updated accordingly. 


• Ensuring compliance with Anti-Money Laundering and Counter-Terrorism 


• Overseeing trade compliance programs, including personal and firm trading activities.


• Providing guidance on product governance and target market considerations

Person Specification

• Bachelor's degree in Law, Finance, Business Administration, or a related field.


• SEC Sponsored Individual for Compliance Officer in Fund/Portfolio Management.


• Minimum of 5 years of experience in compliance, within the Fund/Portfolio management.


• Strong knowledge of regulatory requirements and standards applicable to Fund/Portfolio management.