• Application Deadline:
• Position: Compliance Officer (SEC Sponsored)


• Job Type Full Time


• Qualification BA/BSc/HND , MBA/MSc/MA


• Experience 4 years


• Location Lagos


• Job Field Finance / Accounting / Audit 
  

Job Description

• Keep the business abreast of any regulatory developments and industry best practices and assessing the impact on current procedures, as well as ensuring that necessary changes are implemented


• Develop and implement an Annual Compliance plan.


• Liaise with Industry Regulators and other agencies and respond to regulatory enquires, findings and deficiencies.


• Carry out Compliance reviews and Compliance monitoring activities.


• Monitor the resolution of Clients’ complaints.


• Provide assistant to respective units for purpose of compliance with applicable statutory, regulatory and supervisory requirements.


• Ensure no fine/censure from Regulatory authorities.


• Improvement in the compliance culture, enterprise-wide

Qualifications

• Candidates should possess an HND, Bachelor's or Master's Degree


• Minimum of 4 years relevant experience in Capital Market.


• Registration as a sponsored individual with the Securities and Exchange Commission.


• A professional qualification is desirable.


• Law degree is an added advantage.

Core Competencies:

• A general knowledge and understanding of the Nigerian Capital market.


• General familiarity with laws and regulations governing financial institutions.


• In-depth knowledge of the legislation, rules and regulations which relates to financial services, especially Nigerian Capital Market.


• Technical proficiency in the development and implementation of Compliance programmes.


• Ability to provide technical guidance and direction in Compliance as relates to financial services, especially Capital markets.


• Ability to engage with regulators and law enforcement agents.


• Effective communication, organizational and time management skills.


• Proficiency in Microsoft Office Applications.


• Business Awareness.