• Application Deadline: Thu, 5 Dec 2024 00:00:00 GMT
• Position: SBU Compliance Review Officer



• Job Type Full Time



• Qualification BA/BSc/HND



• Experience 3 years



• Location Lagos




• Job Field Banking  , Law / Legal 
  
  

DUTIES & RESPONSIBILITIES

• Provide support to Team Lead, SBU Compliance Monitoring for compliance monitoring plan across the Strategic Business Units


• Assist in the review of the framework for ensuring prompt report renditions to regulatory authorities


• Assist in responding to regulatory enquiries and examination reports relating to the activities of Strategic business Units


• Continuous monitoring of the adherence to the Compliance policies, applicable legal and regulatory standards, and assisting in enforcement as needed on SBUs


• Escalate recurring compliance issues/breaches to the Team Lead, Strategic Business Units Compliance monitoring on monthly/quarterly for further follow-up and resolution escalation.


• Carry out and prepare investigations reports as the detects of the compliance activities demands.


• Participating in Compliance Risk Assessment workshop carried out by Compliance Conduct and Advisory Unit


• Carry out spot checks to test the effectiveness of processes/procedures put in place to ensure compliance with applicable laws, regulations and best practices


• Perform other duties and responsibilities as may be assigned

JOB REQUIREMENTS

Education

• First degree (or equivalent) in Law, Banking & Finance or related discipline

Experience

• A minimum of 3 years’ experience working in compliance or related areas in financial services


• Experience of implementing and advising on compliance programmes