• Application Deadline:
• Position: SEC Compliance Officer



• Job Type Full Time



• Qualification BA/BSc/HND



• Experience 3 years



• Location Lagos




• Job Field Finance / Accounting / Audit 
  
  

Description 

• Monitor and ensure adherence to SEC regulations, guidelines, and directives.


• Maintain up-to-date knowledge of SEC rules and regulations.


• Develop and implement compliance policies and procedures.


• Identify, assess, and mitigate compliance risks.


• Develop and maintain risk management frameworks.


• Conduct regular risk assessments.


• Prepare and submit all regulatory reports


• Ensure timely submission of reports.


• Provide compliance training to staff.


• Conduct workshops and seminars.


• Develop, implement, and maintain internal control systems.


• Conduct regular audits and reviews.


• Investigate compliance breaches


• Maintain compliance records.


• Liaise with regulatory bodies.


• Participate in industry forums.

Requirements

• Minimum of 3 years of experience in an Investment house in an Asset Management Firm


• Minimum of Bachelor's Degree in Finance, Accounting, Economics, Statistics or another closely related field (ICAN,ACCA,CFA is an added advantage)


• Knowledge Capital Market products


• Knowledge AML/CFT Frame Work and Implementation


• Experienced with returns rendition and timeline


• Ability to analyze large amounts of data and to compile detailed reports


• High attention to detail and excellent analytical skills


• Ability to work in a fast-paced, team-based environment with minimal supervision.


• Proficiency in Microsoft Office (Excel, Word, PowerPoint) is essential


• Must be SEC sponsored individual.