• Application Deadline:
• Position: Chief Compliance Officer



• Job Type Full Time



• Qualification BA/BSc/HND



• Experience 4 years



• Location Lagos




• Job Field Finance / Accounting / Audit 
  
  

Key Responsibilities

• Ensure all filings are prepared and filed appropriately as at when due to prevent fines and sanctions.


• Monitoring and review of all payments and transactions emanating from the Company and to ensure source documents are provided.


• Resolving client complaints in line with Compliant Management Framework


• Review of existing Client records, proper documentation review of new clients and verification of legal documents


• Periodic review and update of all internal processes across all departments to ensure they are in line with the approved Standard operational Procedure.


• Preparation and presentation of Quarterly Risk & Compliance reports to the Board and Management.


• Advising the Board and Management on Compliance & Risk matters and liaising with the Company Secretary on legal matters


• Authorization, review, approval, booking & liquidation of investments based on agreed rates and consent from Clients

Requirements

• A First Degree in Accounting or Economics


• A Minimum of four (4) years in the Capital Market (preferably Fund Management & Investment Banking)


• Compliance & AML Certifications will be an added advantage


• SEC sponsored Individual is preferred


• Excellent leadership and management skills with a track record of implementing compliance programs across large organizations.


• Strong analytical, problem-solving, and organizational abilities.