Regulatory Compliance Officer (RCO) at Roqqu Nigeria Limited

Job Overview

Location
Lagos, Lagos
Job Type
Full Time
Date Posted
1 year ago

Additional Details

Job ID
116636
Job Views
63

Job Description






Job Description




  • The Regulatory Compliance Officer is responsible for supporting the company’s adherence to relevant financial regulations. 

  • This role involves assisting with regulatory license maintenance, liaising with regulators, and helping ensure compliance with evolving regulatory frameworks.



Responsibilities




  • Assist in monitoring compliance with applicable laws, regulations, and guidelines.

  • Support compliance risk assessments and audits under the guidance of senior team members.

  • Help implement and maintain compliance policies and procedures.

  • Support the preparation and submission of regulatory reports and filings.

  • Assist in responding to routine regulatory inquiries and examinations.

  • Maintain records of communications with regulatory bodies.

  • Help maintain and renew regulatory licenses and certifications.

  • Track deadlines for license renewals and ensure documentation is up to date.

  • Assist in organizing compliance training sessions for employees.

  • Help disseminate updates on regulatory changes and compliance requirements.

  • Assist in drafting and updating compliance policies and procedures.

  • Ensure compliance documentation is organized and accessible.

  • Support the investigation and resolution of compliance-related issues or complaints.

  • Document incidents and assist in preparing reports for senior management.



Requirements




  • Candidates should possess a Bachelor's Degree qualification.



Experience:




  • Regulatory compliance, finance, or a related area: 2 years (Required)



Similar Jobs

Cookies

This website uses cookies to ensure you get the best experience on our website. Cookie Policy

Accept