• Application Deadline:
• Position: Legal and Compliance Specialist



• Job Type Full Time



• Qualification BA/BSc/HND



• Experience 5 years



• Location Lagos




• Job Field Law / Legal 
  
  

Job Summary

• We are looking for a Legal and Compliance Specialist to ensure that the organization operates within the legal and regulatory frameworks of the financial industry.


• You will ensure legal matters, managing regulatory compliance, mitigating risks, and ensuring best practices in governance.

Job Description

• Review & draft of all policies on company website and mobile app


• Review & draft of all terms and conditions on website and mobile app (in line with relevant regulatory provider)


• Safeguard account applications - supporting the entire legal & compliance processes (UK bank, European Union, Canada/US banks etc)


• Wolfsburg policy


• AML procedure for all business operations - improving and documenting them accordingly


• Third party compliance and risk templates


• Client onboarding & full risk assessment recommendations


• Enhance DD policies


• Company secretary functions including managing UBO, ID of Directors, and review of all policies


• Review of all 3rd party vendor contracts and organizing legal file


• Own key legal templates (e.g. NDA, MOU, JV, etc)

Responsibilities

• Develop and implement policies to ensure compliance with financial regulations in jurisdictions such as Africa, North America, Europe, and other relevant jurisdictions.


• Monitor and interpret regulatory changes, advising leadership on necessary actions.


• Oversee licensing and regulatory reporting requirements.


• Manage contracts, agreements, and legal documentation to protect the company’s interests.


• Conduct risk assessments and ensure adherence to anti-money laundering (AML) and data protection laws.


• Draft, review, update, and maintain relevant policies expected of a financial institution.


• Serve as the primary liaison with regulatory bodies, legal counsel, and external stakeholders.


• Provide legal guidance on new product development, partnerships, and strategic initiatives.


• Support internal teams with compliance training and awareness programs.


• Handle disputes, litigation, and regulatory audits when required.

Requirements

• A Bachelor's Degree in Law, Compliance, or a related field; professional certifications (e.g.,DCP ICA, ACAMS).


• 5+ years of experience in legal and compliance roles, preferably in fintech, banking, or financial services.


• Willingness to study and learn about relevant financial regulations in African, North American, and European markets.


• Strong knowledge of financial regulations in various markets.


• Experience in risk management, AML, data protection, and corporate governance.


• Excellent contract negotiation and drafting skills.


• Ability to work independently and communicate complex legal concepts clearly.


• Strong attention to detail and problem-solving skills.