Ensuring compliance with relevant laws, rules, regulations, policies and industry standards
Developing and implementing a compliance strategy for the company
Guiding the entire organisation regarding compliance expectations and
procedures that comply with requirements
Conducting internal audits and reviews to assess compliance levels
Supporting the company through change and strategic decision making to avoid regulatory or other compliance issues
Driving operations integrity
Risk Management:
Identifying, assessing and managing various risks, including but not limited to financial, operational, regulatory, cybersecurity and reputational risks.
Developing and implementing risk effective risk management strategies
Developing and maintaining risk registers
Identifying top and emerging risks and developing strategic plans for risk mitigations
Other Responsibilities:
Staying information about changes in laws, rules and regulations
Implementing efficient and effective risk and compliance reporting mechanisms
Creating awareness on risk and compliance management across the company
Fostering a culture of ethics and compliance
Skills Required:
Strong understanding of relevant laws, regulations, and industry standards.
Excellent analytical and problem-solving skills.
Strong communication and interpersonal skills.
Ability to work independently and as part of a team.
Experience in risk management, compliance, or internal audit.
Relevant professional certifications (e.g., CISA, CIA, CFE),if any.
Experience:
5 to 8 years (experience in a FinTech, Banking or other Financial Institutions would be a very key advantage)