• Application Deadline: Wed, 27 Apr 2022 00:00:00 GMT
• Position: Resident Compliance Officer


• Job Type Full Time


• Qualification BA/BSc/HND


• Experience 2 years


• Location Abuja


• Job Field Finance / Accounting / Audit 
  

Job Description

• Ensure that all expected activities as stipulated in the control checklists are performed by the branch management.


• Create and improve homogenous Compliance Culture in the assigned branch that aligns with control and business objectives of Winock.


• Ensure branch staff comply with Internal Code of Conducts; Policy/Procedure and Regulations on transactions initiated by the DSA.


• Build strong KYC compliance environment in the assigned branch i.e. ensure capturing of all valid KYC documentation into all customers’ accounts in the CRM through the regular review of Account opening and documentation both on client files and on the system.


• Evaluate loan application and documentation by confirming creditworthiness.


• Reject loans by explaining the deficiencies to loan applicant


• Ensure integrity of the transactions and accounts in the branch through daily review of the branches reports. Any major deviation from the standard must be escalated.


• Conduct Special Investigation as may be directed by the Head of Internal Audit.


• Educate and train staff on compliance issues, and acting as the contact point within the branch for compliance queries from staff members.


• Carry out unannounced field visit to clients’ business locations before or after loan approval as the case may be.


• Performing periodic checks on hardware and software systems to identify areas where deviations from standards exist.


• Periodically reviewing system access logs to see if access to systems / information is maintained on a need to know and need to do basis.


• Any other job that may be assigned by the Head of Internal Audit.

Requirements

• Candidates should possess a Bachelor's Degree qualification with at least 2 years work experience.