Compliance Officer at Spok Capital Limited

Job Overview

Location
Lagos, Lagos
Job Type
Full Time
Date Posted
3 years ago

Additional Details

Job ID
32083
Job Views
88

Job Description



JOB DESCRIPTION 



  • Preserve the company's integrity by making sure it stays on a lawful and ethical course 

  • Develop and oversee control systems to prevent or deal with violations of legal, regulatory guidelines and internal policies

  • Evaluate the efficiency of control systems and improve them continuously 

  • Prepare regulatory reports in a timely manner and interact with regulators on compliance issues.

  • Revise procedures and reports periodically to identify hidden risks or non-conformity issues.

  • Draft, modify and implement company policies.

  • Collaborate with corporate counsels and other departments to monitor enforcement of standards and regulations 

  • Assess the business's future ventures to identify possible compliance risks 

  • Review the work of colleagues when necessary to ensure that both regulatory and internal compliance issues are adhered to 

  • Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control.

  • Providing strategic direction to the management team on compliance 

  • Preparing and presenting clear and concise compliance reports to the Board.

  • Coordinating efforts related to audits, reviews, and examinations 

  • Developing policies and programs that encourage managers and employees to report suspected fraud and other improprieties, without fear of retaliation 

  • Coordinating internal compliance review and monitoring activities, including periodic reviews of departments.

  • Independently investigate and act on matters related to compliance

  • Work with the Company secretary and legal counsels on matters related to board governance and other board related issues


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