• Application Deadline: Thu, 20 Apr 2023 00:00:00 GMT
• Position: Compliance Officer


• Job Type Full Time


• Qualification BA/BSc/HND


• Experience 3 - 5 years


• Location Lagos


• Job Field Law / Legal 
  

Job Summary

• Our client is currently looking for a talented and experienced Compliance Officer to join its executive team and help drive its continued growth and success.


• The Compliance Officer will be responsible for ensuring that the company adheres to regulatory requirements and industry standards related to financial services.


• The ideal candidate will have experience in the financial services industry and a strong understanding of regulations and compliance requirements.

Key Responsibilities

• Developing and implementing compliance policies and procedures to ensure that the company meets regulatory requirements and industry standards.


• Reviewing and monitoring compliance with applicable laws, regulations, and policies, and ensuring that corrective actions are taken as needed.


• Conducting regular compliance risk assessments and identifying potential areas of risk for the company.


• Providing training to employees on compliance issues, including regulatory requirements and industry standards.


• Conducting investigations and responding to inquiries related to compliance issues.


• Collaborating with other departments to ensure compliance with all relevant laws and regulations.


• Keeping up-to-date with changes in regulatory requirements and industry standards, and making recommendations for changes to policies and procedures as needed.

Qualifications

• Bachelor's Degree in a relevant field such as Business, Finance or Law.


• 3-5 years of experience in compliance, risk management, or a related field.


• Strong understanding of regulatory requirements and industry standards related to financial services.


• Excellent analytical, problem-solving, and decision-making skills.


• Strong communication skills, both written and verbal.


• Ability to work independently and as part of a team.


• Detail-oriented with the ability to manage multiple projects simultaneously.

Preferred Qualifications: 

• Experience working in a fintech company or other financial services industry.


• Professional certification in compliance or risk management (e.g. CRCM, CFA, CAMS).


• Knowledge of relevant regulations, such as SEC.


• Note: Only successful applicants will be contacted.