• Application Deadline: Sun, 14 May 2023 00:00:00 GMT
• Position: Compliance Officer


• Job Type Full Time


• Qualification BA/BSc/HND , MBA/MSc/MA


• Experience 6 years


• Location Lagos


• City Victoria Island


• Job Field Finance / Accounting / Audit 
  

Job Overview

• To Implement measure that would ensure the adherence to appropriate compliance framework and procedures so as to minimize loss from non-compliance with the policies & procedures

Key Responsibilities

• Implement methodologies for identifying, assessing, monitoring, controlling and reporting compliance risks. Agree on the type and frequency of monitoring in relation to the bank’s scale of the activity.


• Ensures company-wide compliance with established policies and controls and ensures that violations are thoroughly investigated.


• Domiciliary Accounts monitoring.


• Review the entire bank clearing cheque report for kitting.


• NFIU/EFCC/CBN enquiries.


• Regulatory reporting to NFIU.


• CBN returns on Whistleblower & SDN list.


• FIRS from CDM.


• Corporate Governance from Legal.


• Creation of awareness/training on KYC/AML/CFT.


• Branch visitation to ascertain adherence to KYC.


• Monitoring of regulatory renditions


• Review of transactions & identify exceptions


• Review of Savings Account to identify overdrawn accounts and transactions of N1 million & above


• Identify and review rules on PRM and advising management for approval


• Preparing KYC and AML Risk matrix for the bank along product, customer, business and location lines and assigning these to Team Leads for monitoring.


• Perform other functions as delegated by the Group Head, Conduct and Compliance.

Qualifications & Experience Mandatory

• A good First Degree in any discipline.


• M.Sc qualification


• Minimum of 6 years post qualification experience in Compliance & Internal Control within the Financial Services Industry, of which at least 3 must have been in the Banking Sector


• Recognised professional certification such as CFA, CIS, ACCA, ACA, CFP,CFE,ACAMS, IT Certifications

Required Knowledge, Skills & Abilities:

• Banking Operations ( Domestic & International Operations)


• Accounting


• Credit Analysis / Appraisal


• Environmental / Industry Analysis


• Risk Management


• Operational risk


• Investment / Portfolio Management


• Assets & Liabilities Management


• Financial analysis / interpretation


• TQM


• Documentation

Generic Skills:

• Strategic Focus/ Orientation.


• Integrity and Discretion.


• Initiative/ Proactiveness.


• Entrepreneurship.


• Analytical skills / Problem solving.


• Resilience, Tenacity and Integrity.


• Interpersonal skills.


• Communication (oral & written) Supervisory Skills.


• Leadership.


• Coaching / Leadership / Influencing.


• Team building / conflict management.


• Organization & coordination.


• General managerial/administration.