• Application Deadline: Sat, 22 Jul 2023 00:00:00 GMT
• Position: Compliance Officer


• Job Type Full Time


• Qualification BA/BSc/HND , MBA/MSc/MA


• Experience 5 - 10 years


• Location Lagos


• Job Field Finance / Accounting / Audit 
  

Our client an asset management company in Lagos, Nigeria, is seeking to employ skilled Compliance Officer to join their dynamic team. As a compliance officer, you will play a critical role in ensuring the company's adherence to regulatory requirements, promoting ethical conduct, and mitigating compliance risks. 

Responsibilities:

• To ensure compliance with applicable laws, regulations, and industry standards, thereby safeguarding the integrity and reputation of the company.


• Proactively identify and address potential compliance risks and provide guidance to internal stakeholders.


• Develop, implement, and maintain an effective compliance framework and program that aligns with regulatory requirements and industry best practices.


• Monitor changes in relevant laws, regulations, and guidelines to ensure ongoing compliance and provide timely updates to management and staff.


• Conduct regular compliance reviews and audits to identify any potential gaps or areas for improvement, and develop and implement appropriate remedial actions.


• Provide guidance and training to employees on compliance-related matters, including regulatory obligations, code of conduct, and policies and procedures.


• Establish and maintain effective compliance monitoring and reporting mechanisms, including the review and assessment of business activities, transactions, and records.


• Collaborate with internal stakeholders, such as legal, risk management, and operations, to ensure compliance requirements are embedded into business processes and practices.


• Serve as the primary point of contact for regulatory authorities, managing inspections, inquiries, and reporting obligations.


• Conduct investigations into potential compliance breaches, including gathering evidence, conducting interviews, and preparing detailed reports for management and regulatory bodies.


• Stay updated with industry trends, best practices, and emerging regulatory developments, and provide guidance and recommendations to senior management.

Report Line:

You will report directly to the Managing Director working closely with other departments to ensure a comprehensive compliance program.

Qualifications:

• Bachelor's degree in Law, Finance, Business Administration, or a related field. A master's degree would be an advantage.


• Professional certifications in compliance, such as Certified Compliance Professional (CCP) or Certified Regulatory Compliance Manager (CRCM), are highly desirable.


• Membership in professional organizations such as the Compliance Institute of Nigeria (CIN) or the Association of Certified Anti-Money Laundering Specialists (ACAMS) would be an advantage.

Competencies:

• Comprehensive knowledge of Nigerian regulatory requirements applicable to the asset management industry, including SEC regulations and guidelines.


• Strong understanding of anti-money laundering (AML), Know Your Customer (KYC), and other compliance-related frameworks.


• Excellent analytical and problem-solving skills, with the ability to interpret complex regulations and assess their impact on the business.


• Exceptional attention to detail and a strong sense of ethics and integrity.


• Effective communication and interpersonal skills, with the ability to collaborate and build relationships with stakeholders at all levels.


• Proactive approach to identifying and mitigating compliance risks, with a solutions-oriented mindset.


• Proficient in using compliance management systems and tools.

Remuneration:

The remuneration for this position will be competitive and commensurate with qualifications and experience.

To apply, please submit your resume and a cover letter outlining your qualifications and why you are interested in this role. We look forward to receiving your application.