Job Description
- You will be primarily responsible for overseeing compliance within an organization, and ensuring compliance with laws, regulatory requirements, policies, and procedures.
- As the compliance leader and subject matter expert, you will be responsible for establishing standards and implementing procedures to ensure that the compliance programs throughout the organization are effective and efficient in identifying, preventing, detecting, and correcting non-compliance with applicable laws and regulations.
Some of your functions would be:
- Defining existing and emerging regulatory compliance requirements across the organization.
- Developing the annual compliance frame-work that reflects the organization's unique characteristics.
- Periodically revising the compliance processes ,and revising based on emerging needs.
- Overseeing and monitoring the implementation of all compliance programs.
- Providing guidance ,advice ,and training to the team when and where required
- Providing strategic direction to the management team on compliance and legal advice
- Interacting with regulators on compliance issues.
- Coordinating efforts related to audits, reviews, and legal examinations.
- Developing policies and programs that encourage managers and employees to report suspected fraud and other improprieties, without fear of retaliation.
- Provide end-to end legal advice on business matters
- Advising on legal risk and opportunities(from strategic today to day) in line with Total reward objectives.
Basic Criterias Required
- More than Four( 4+)years Corporate law,Audit,InternalControl or/and Compliance Experience.
- Hands-on experience in the financial services business environment.
- Have legal training/backgrounds,LLM,LLB....
- Sound understanding of regulatory laws and procedures.
Basic Attributes you must have:
- Collaborative team member, able to build strong relationships.
- Ability to take ownership -of issues, decisions and escalations , also work autonomously on matters.
- Solution oriented and pragmatic problem solver.
- Proactive, prioritizes and delivers results.
What we offer:
- Competitive pay & benefits
- Premium Health insurance cover
- Frequent performance chats & reviews and professional development opportunities
- High performing & passionate team members + fun work culture!
- Premium work tools
- Hybrid work structure
- Conducive Work Space