• Application Deadline:
• Position: Chief Compliance Officer


• Job Type Full Time


• Qualification BA/BSc/HND


• Experience 4 years


• Location Lagos


• Job Field Finance / Accounting / Audit 
  

Job Description

• Ensure all filings are prepared and filed appropriately as at when due to prevent fines and sanctions.


• Monitoring and review of all payments and transactions emanating from the Company and to ensure source documents are provided.


• Resolving client complaints in line with Compliant Management Framework


• Creation of new policy documents in line with new regulatory directive.


• Review of existing Client records, proper documentation review of new clients and verification of legal documents.


• Client profiling and Classification of Customers, KYC, PEP and BVN Validation


• Periodic review personnel and internal expenses.


• Periodic review and update of all internal processes across all departments to ensure they are in line with the approved Standard operational Procedure.


• Preparation and presentation of Quarterly Risk & Compliance reports to the Board and Management.


• Authorization, review, approval, booking & liquidation of investments based on agreed rates and consent from Clients.


• Advising the Board and Management on Compliance & Risk matters and liaising with the Company Secretary on legal matters


• Training staff on AML/CFT, identifying suspicious transaction and communicating new developments within the market to all staff.


• The liaison officer with regulatory authorities (SEC, NFIU) on behalf of the company

Requirements

• First Degree in Accounting or Economics.


• Minimum of four (4) years in the Capital Market (preferably Fund Management &Investment Banking) and a SEC sponsored Individual.


• Other Compliance & AML Certifications will be an added advantage.