• Application Deadline: Mon, 25 Mar 2024 00:00:00 GMT
• Position: Compliance and Control Officer


• Job Type Full Time


• Qualification BA/BSc/HND


• Experience 2 - 3 years


• Location Lagos


• Job Field Finance / Accounting / Audit 
  

Job Requirements

• Bachelor’s degree in accounting, economics, or any related discipline.


• 2 - 3 years of experience in a compliance and control function or its equivalent.


• Relevant professional certification or membership in a compliance and control community is an added advantage.


• Good knowledge of Capital Market Operations.

Job Description

• Assist in the review and implementation of the Compliance program and Internal Control Framework.


• Ensure compliance with all AML/CFT/CPF rules by SCUML, NFIU & SEC.


• Ensure all statutory filings of NSITF, PENCOM, VAT, WHT, PAYE are done timely.


• Conduct ongoing Due Diligence on High-risk customers including PEPs.


• Ensure appropriate risk profiling of all new clients during onboarding and subsequent reviews.


• Assist with responding to regulatory enquiries.


• Implement control systems to prevent or deal with violations of legal and regulatory guidelines and internal policies.


• Collaborate with corporate counsels and HR department to monitor enforcement of standards and regulations.


• Work closely with department managers to review all departmental policies for compliance issues.


• Review the work of colleagues when necessary to identify compliance issues and provide advice or training.


• Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance and control.


• Prepare reports for senior management and external regulatory bodies as appropriate.