• Application Deadline:
• Position: Risk & Compliance Officer


• Job Type Full Time


• Qualification BA/BSc/HND , MBA/MSc/MA


• Experience 5 years


• Location Lagos


• Job Field Finance / Accounting / Audit 
  

Responsibilities

• Ensure all investments are within the risk tolerance set for the specific portfolios (or within the guidelines of the Trust Deed for registered Collective Investment Funds)


• Monitor client deposits to ensure compliance with anti-money laundering (AML) regulations.


• Prepare and dispatch periodic AML/CFT (Anti-Money Laundering/Combating the Financing of Terrorism) reports, ensuring adherence to regulatory requirements.


• Prepare and submit periodic returns to regulatory bodies such as the Securities and Exchange Commission (SEC) in a timely manner.


• Strive for zero regulatory infractions and fines by maintaining strict compliance with applicable laws and regulations.


• Review and update internal processes and procedures to align with changes in regulatory requirements and industry standards.


• Oversee compliance with the company's internal policies and procedures, ensuring consistency and adherence across all departments.


• Prepare comprehensive Risk Management & Compliance reports on a monthly basis, providing insights into key risk metrics and compliance activities.


• Maintain accurate records and documentation of all compliance-related activities and communications.


• Facilitate communication and cooperation with regulators, responding to inquiries and requests in a timely and professional manner.


• Conduct regular reviews of bank reconciliation statements and internal control reports to ensure accuracy, transparency, and adherence to established financial protocols.

Requirements

• Bachelor's degree (minimum 2nd Class Upper) or HND (Upper Credit) in Risk Management, Finance, or related field; a Master's degree or professional qualification is advantageous.


• Minimum of 5 years experience in risk and compliance in an investment management company, a capital markets firm, or a bank


• Preferably registered with the Securities and Exchange Commission (SEC) as a sponsored individual.


• Excellent knowledge of rules and regulations issued by SEC, NGX, CBN, NFIU, and other agencies that regulate the Investment Management Industry


• Excellent analytical skills with the ability to assess risks and identify compliance issues.


• Effective communication and interpersonal skills, with the ability to interact confidently with regulators and internal stakeholders.


• Detail-oriented with strong organizational and documentation skills.


• Ability to work independently and collaboratively within a team environment.