Identify group or individual target investors for a specific fund.
Select specific investments or investment mixes for purchase by an investment fund.
Manage investment funds to maximize return on client investments.
Develop or direct development of offering documents or marketing materials.
Present investment information, such as product risks, fees, or fund performance statistics.
Monitor financial or operational performance of individual investments to ensure portfolios meet risk goals.
Prepare for and respond to regulatory inquiries.
Develop, implement, or monitor security valuation policies.
Develop fund investment policies or strategies.
Attend investment briefings or consult financial media to stay abreast of relevant investment markets.
Perform or evaluate research, such as detailed company or industry analyses, to inform financial forecasting, decision making, or valuation.
Meet with investors to determine investment goals or to discuss investment strategies.
Evaluate the potential of new product developments or market opportunities, according to factors such as business plans, technologies, or market potential.
Develop fund investment policies or strategies.
Analyze acquisitions to ensure conformance with strategic goals or regulatory requirements.
Monitor regulatory or tax law changes to ensure fund compliance or to capitalize on development opportunities.
Review offering documents or marketing materials to ensure regulatory compliance.
Verify regulatory compliance of transaction reporting.