• Application Deadline: Fri, 10 May 2024 00:00:00 GMT
• Position: Risk and Compliance Officer


• Job Type Full Time


• Qualification BA/BSc/HND , MBA/MSc/MA


• Experience 5 years


• Location Lagos


• Job Field
  

Job Description

• Ensure all investments are within the risk tolerance set for the specific portfolios (or within the guidelines of the Trust Deed for registered Collective Investment Funds).


• Monitor client deposits for compliance anti-money laundering rules.


• Send out periodic AML/CFT reports and prepare periodic SEC returns.


• Ensure zero regulatory infractions and no fines.


• Review internal processes to match changes in rules and regulations.


• Oversee compliance with company’s internal processes and policies.


• Prepare monthly Risk Management & Compliance reports.


• Liaise with regulators SEC/NSE/NFIU/EFCC.


• Review of bank reconciliation statements & internal control reports.

Job Requirements

• Bachelor’s Degree (Second Class Upper) or HND (Upper Credit) in any related discipline.


• Master’s Degree in risk management, finance or related field is an advantage.


• Professional qualifications in risk management, finance or related field is an advantage.


• 5 years’ experience in risk and compliance in an investment management company, a capital markets firm, or a bank.


• SEC sponsored individual status is required.


• Excellent knowledge of rules and regulations issued by SEC, NGX, CBN, NFIU and other agencies that regulate the Investment Management Industry.