• Application Deadline: Thu, 16 May 2024 00:00:00 GMT
• Position: Subsidiary Compliance Officer


• Job Type Full Time


• Qualification BA/BSc/HND


• Experience


• Location Lagos


• Job Field Finance / Accounting / Audit 
  

DUTIES & RESPONSIBILITIES

• Implement methodologies for identifying, assessing, monitoring, controlling and reporting compliance risks. Agree on the type and frequency of monitoring in relation to the subsidiaries scale of activity.


• Ensure subsidiary-wide compliance with established policies and controls and ensures that violations are thoroughly investigated.


• Coordinate the development and Implementation of the Compliance Monitoring Calendar for the Subsidiaries.


• Conduct reviews to test the validity and appropriateness of, and business compliance with all international regulations.


• Act as subsidiary liaison officer and provide up-to-date report on compliance activities in subsidiaries to the Head, Compliance & Conduct Advisory.


• Identify and assess regulatory implications of the Subsidiaries and be able to identify issues affecting the group.


• Coordinate Compliance & AML/CFT Training of all Subsidiaries Compliance Officers.


• Coordinate regulatory relationship management with key regulators of the in scope jurisdictions.


• Ensure monthly report on compliance activities of the subsidiaries to the BRCC,CCO, MD and quarterly report to the BBRMC, MD and scorecard generation for the Heads of Compliance.


• Develop control logs for internal audit assessment and follow up on all compliance related exceptions for closure within the deadline set.


• Perform other functions as assigned by the Team Lead and Head, Compliance & Conduct Advisory.


• Ensure review, update and upload of subsidiary rulebook and other reports on the porter.

JOB REQUIREMENTS

Education

• First degree (or equivalent) in Law, Banking & Finance or related discipline.