• Application Deadline: Thu, 16 May 2024 00:00:00 GMT
• Position: SBU Compliance Review Officer


• Job Type Full Time


• Qualification BA/BSc/HND


• Experience 3 years


• Location Lagos


• Job Field Finance / Accounting / Audit 
  

DUTIES & RESPONSIBILITIES

• Provide support to Team Lead, SBU Compliance Monitoring for compliance monitoring plan across the
  
  Strategic Business Units.


• Assist in the review of the framework for ensuring prompt report renditions to regulatory authorities.


• Assist in responding to regulatory enquiries and examination reports relating to the activities of Strategic
  
  Business Units.


• Continuous monitoring of the adherence to the Compliance policies, applicable legal and regulatory
  
  standards, and assisting in enforcement as needed on SBUs.


• Escalate recurring compliance issues/breaches to the Team Lead, Strategic Business Units Compliance Monitoring on monthly/quarterly for further follow-up and resolution /escalation.


• Carry out and prepare investigation reports as the dictates of the compliance activities demands.


• Participate in Compliance Risk Assessment workshop carried out by Compliance Conduct and Advisory Unit.


• Carry out spot checks to test the effectiveness of processes/procedures put in place to ensure compliance with applicable laws, regulations and best practices.


• Perform other duties and responsibilities as may be assigned.

JOB REQUIREMENTS

Education

• First degree (or equivalent) in Law, Banking & Finance or related discipline

Experience

• A minimum of 3 years’ experience working in compliance or related areas in financial services


• Experience of implementing and advising on compliance programmes.